Broker Check

Fiduciary Benchmarking

Full Fee Analysis

  • Internal fund expenses
  • Recordkeeping and custodial fees
  • Third party administration fees:
    -  Compliance
    -  Annual testing
    - 550 forms
  • Advisor compensation
  • Participant charges

Plan Design Assistance

  • Evaluate plan design
  • Review plan utilization:
    -  Ownership
    -  Key Management
    -  Highly compensated employees

Fund Analysis

  • Investment selection process
  • Review investment Policy Statement (IPS)
  • Analyze funds for peer performance

Plan Administrative Services

  • Confirm reporting requirements are met

Evaluate Fiduciary Exposure & Liability

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Employee Communication & Education

  • Evaluate participant education
  • Determine if objectives are being met